Monthly Regulatory Compliance Change Management Summary
Please find below our monthly Regulatory Compliance Change Management Summary as of May 31, 2022.The next monthly Regulatory Compliance Change Management conference call will take place on Thursday, June 30, 2022 at 3 p.m. ET. To register for the monthly call, please email compliancechgmngt@cenlar.com . For your convenience, the call will be recorded and made available to clients who are unable to attend. If you have already registered for a previous call there is no need to request registration again. Please submit any questions related to the regulatory change management to mailbox prior to the call. Any questions related to the monthly summary, overview process or specific regulatory change items can be sent directly to compliancechgmngt@cenlar.com, and the Compliance Department will respond within two business days of receipt (excluding weekends and holidays). The items listed below, while showing as “Out of Compliance” (effective date has passed and we are beyond our standard implementation timeframe) on our May report, have mostly been deemed medium or low risk. The rational for the risk rating is included and the items continue to be implemented.
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