As part of our ongoing effort to keep you informed, each month we send to you a summary of the
work we’re doing to ensure compliance with the ever-changing regulatory landscape.

Below you’ll find our Regulatory Compliance Change Management summary as of January 31, 2023.

To provide you more information, as well as an opportunity to ask questions, we also host a
monthly conference call. The next call will take place on Thursday, February 23, 2023 at 3 p.m. ET.

To register or send a question to be addressed on the call, please email
compliancechgmngt@cenlar.com. If you have registered for a previous call, you do not need to
request registration again. This call will be recorded and posted to CenAccess as well, so that you
may listen at your convenience.

Any questions not for the call but related to the monthly summary, overview process or specific
regulatory change items also can be sent to compliancechgmngt@cenlar.com. Our compliance
department will respond to you within two business days of receipt (excluding weekends and
holidays).

We’re currently working to reestablish compliance with our regulatory change management
program on the following item. The item outlines what we are doing to achieve this, as well as the risk rating.

Q10199 Washington SB 5531 (Effective 1/1/2023)

What it is: Washington is updating their unclaimed property statutes to mimic the updated aspects the revised model act while retaining Washington specific provisions. This change item has been deemed to be low risk because of the number of potentially impacted accounts, the complexity of the change in which one business unit is impacted, and the potential regulatory penalties.

What we’re doing: Unclaimed Property is updating a letter to comply with the technical requirements. The statutory requirement indicates we must state in the letter that property that is not legal tender of the United States may be sold by the Administrator, however Cenlar only deals with monetary funds/legal tender.