Monthly Regulatory Compliance Change Management Summary

As part of our ongoing effort to keep you informed, each month we send to you a summary of the work we’re doing to ensure compliance with the ever-changing regulatory landscape.

Below you’ll find our Regulatory Compliance Change Management summary as of February 29, 2024.

To provide you more information, we also host a monthly conference call. The next call will take place on Thursday, March 28, 2024 at 3 p.m. EDT. To register or send a question to be addressed on the call, please reach out to compliancechgmngt@cenlar.com. If you have registered for a previous call, you do not need to request registration again. This call will be recorded and posted to CenAccess, so that you may listen at your convenience.

Please note, all questions to be addressed on the call are required to be provided at least 24 hours in advance. Any questions received after 3 p.m. EDT on the day before the call will not be answered during the call. You may also submit questions related to the regulatory compliance change management program at any time to compliancechgmngt@cenlar.com. Our compliance department will respond within two business days of receipt (excluding weekends and holidays).

All items in February are in compliance with our regulatory change management program.